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Name of Beneficial Owner | | | Number of Shares Beneficially Owned | | | Percentage Beneficially Owned | | ||||||
Management and Directors: | | | | | | | | | | | | | |
Sven-Olof Lindblad(2) | | | | | 12,559,107 | | | | | | 25.1% | | |
Craig Felenstein(3) | | | | | 279,501 | | | | | | * | | |
Dean (Trey) Byus III(4) | | | | | 140,713 | | | | | | * | | |
Benjamin L. Bressler | | | | | 20,500 | | | | | | * | | |
Mark D. Ein(5) | | | | | 4,957,969 | | | | | | 9.9% | | |
L. Dyson Dryden(6) | | | | | 1,182,365 | | | | | | 2.4% | | |
Bernard W. Aronson(7) | | | | | 24,735 | | | | | | * | | |
Catherine Reynolds(6) | | | | | 26,635 | | | | | | * | | |
Elliott Bisnow(8) | | | | | 27,126 | | | | | | * | | |
John M. Fahey(6) | | | | | 85,431 | | | | | | * | | |
Daniel J. Hanrahan(6) | | | | | 25,193 | | | | | | * | | |
Thomas S. (Tad) Smith Jr.(6) | | | | | 269,790 | | | | | | * | | |
All directors and executive officers as a group (12 persons) | | | | | 19,599,065 | | | | | | 39.2% | | |
5% Owners: | | | | | | | | | | | * | | |
Capitol Acquisition Management 2 LLC(5) | | | | | 4,957,969 | | | | | | 9.9% | | |
FMR LLC | | | | | 5,855,130 | | | | | | 11.7% | | |
Name of Beneficial Owner | | | Number of Shares of Common Stock Beneficially Owned(1) | | | Percentage Beneficially Owned(1) | | | Number of Shares of Series A Preferred Stock Beneficially Owned(2) | | | Percentage of Series A Preferred Stock Beneficially Owned(2) | | | Total Voting Power(3) | | |||||||||||||||
Management and Directors: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Sven-Olof Lindblad(4) | | | | | 11,679,098 | | | | | | 21.9% | | | | | | — | | | | | | — | | | | | | 19.0% | | |
Craig Felenstein(5) | | | | | 396,708 | | | | | | * | | | | | | — | | | | | | — | | | | | | * | | |
Noah Brodsky(6) | | | | | 113,317 | | | | | | * | | | | | | — | | | | | | — | | | | | | * | | |
Dean (Trey) Byus III(7) | | | | | 148,211 | | | | | | * | | | | | | — | | | | | | — | | | | | | * | | |
Benjamin L. Bressler(8) | | | | | 1,336,280 | | | | | | 2.5% | | | | | | — | | | | | | — | | | | | | 2.2% | | |
Bernard W. Aronson(11) | | | | | 53,327 | | | | | | * | | | | | | — | | | | | | — | | | | | | * | | |
Elliott Bisnow(12) | | | | | 50,922 | | | | | | * | | | | | | — | | | | | | — | | | | | | * | | |
L. Dyson Dryden(10) | | | | | 956,959 | | | | | | 1.8% | | | | | | — | | | | | | — | | | | | | 1.6% | | |
Mark D. Ein(9) | | | | | 3,276,490 | | | | | | 6.1% | | | | | | — | | | | | | — | | | | | | 5.3% | | |
John M. Fahey(10) | | | | | 107,831 | | | | | | * | | | | | | — | | | | | | — | | | | | | * | | |
Catherine O. Reynolds(10) | | | | | 50,431 | | | | | | * | | | | | | — | | | | | | — | | | | | | * | | |
Alexander P. Schultz(10) | | | | | 85,108 | | | | | | * | | | | | | — | | | | | | — | | | | | | * | | |
Thomas S. (Tad) Smith Jr.(10) | | | | | 69,666 | | | | | | * | | | | | | — | | | | | | — | | | | | | * | | |
Pamela O. Kaufman | | | | | — | | | | | | * | | | | | | — | | | | | | — | | | | | | * | | |
All directors and executive officers as a group (14 persons) | | | | | 18,324,348 | | | | | | 34.3% | | | | | | — | | | | | | — | | | | | | 29.8% | | |
5% Owners: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ariel Investments, LLC(13) | | | | | 8,608,216 | | | | | | 16.1% | | | | | | — | | | | | | — | | | | | | 14.0% | | |
Capitol Acquisition Management 2 LLC(9) | | | | | 3,276,490 | | | | | | 6.1% | | | | | | — | | | | | | — | | | | | | 5.3% | | |
List of 5% Series A Preferred Stockholders: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
MSD SIF Partners II LLC(14) | | | | | — | | | | | | * | | | | | | 30,000 | | | | | | 48.4% | | | | | | 6.4% | | |
Headlands Strategic Opportunities Fund LP(15) | | | | | — | | | | | | * | | | | | | 15,000 | | | | | | 24.2% | | | | | | 3.2% | | |
Moelis Dynasty Investments LLC(16) | | | | | — | | | | | | * | | | | | | 12,000 | | | | | | 19.4% | | | | | | 2.5% | | |
Pimco Red Stick Fund LP(17) | | | | | — | | | | | | * | | | | | | 5,000 | | | | | | 8.1% | | | | | | 3.2% | | |
Number of Directors | | | 10 | | |||||||||||||||||||||
Gender: | | | Female | | | Male | | | Non-Binary | | | Did not disclose gender | | ||||||||||||
Directors | | | | | 2 | | | | | | 8 | | | | | | — | | | | | | — | | |
Demographic Background: | | | | | | | | | | | | | | | | | | | | | | | | | |
African-American or Black | | | — | | | — | | | — | | | — | | ||||||||||||
Alaskan Native or Native American | | | — | | | — | | | — | | | — | | ||||||||||||
Asian (other than South Asian) | | | — | | | — | | | — | | | — | | ||||||||||||
South Asian | | | — | | | — | | | — | | | — | | ||||||||||||
Hispanic | | | — | | | — | | | — | | | — | | ||||||||||||
Native Hawaiian or Pacific Islander | | | — | | | — | | | — | | | — | | ||||||||||||
White/Caucasian | | | 2 | | | 8 | | | — | | | — | | ||||||||||||
Two or more races or ethnicities | | | — | | | — | | | — | | | — | | ||||||||||||
LGBTQ+ | | | 1 | | |||||||||||||||||||||
Directors with disabilities | | | — | | |||||||||||||||||||||
Directors who are military veterans | | | — | |
Name | | | Audit Committee | | | Compensation Committee | | | Nominating Committee | | |||||||||
Mr. Aronson | | | | | — | | | | | | — | | | | | | M | | |
Mr. Bisnow | | | | | — | | | | | | M | | | | | | — | | |
Mr. Dryden | | | | | C | | | | | | M | | | | | | — | | |
Mr. Ein | | | | | M | | | | | | M | | | | | | C | | |
Mr. Fahey | | | | | — | | | | | | C | | | | | | M | | |
| | | | | | | | | — | | | | | | — | | | ||
Ms. Reynolds | | | | | | | | | | M | | | | | | — | | | |
Mr. Schultz | | | | | — | | | | | | — | | | | | | M | | |
Mr. Smith | | | | | — | | | | | | — | | | | | | M | | |
Name | | Fees Earned or Paid in Cash(1) | | Option Awards | | Stock Awards(2) | | All Other Compensation | | Total | | | Fees Earned or Paid in Cash | | Option Awards | | Stock Awards(1) | | All Other Compensation | | Total | | ||||||||||||||||||||||||||||||||||||||||
Mr. Aronson | | | $ | 55,000 | | | | $ | — | | | | $ | 84,989 | | | | $ | — | | | | $ | 139,989 | | | | | $ | — | | | | $ | — | | | | $ | 148,253 | | | | $ | — | | | | $ | 148,253 | | | ||||||||||
Mr. Bisnow | | | $ | 55,000 | | | | $ | — | | | | $ | 84,989 | | | | $ | — | | | | $ | 139,989 | | | | | $ | 55,000 | | | | $ | — | | | | $ | 93,271 | | | | $ | — | | | | $ | 148,271 | | | ||||||||||
Mr. Dryden | | | $ | 70,000 | | | | $ | — | | | | $ | 84,989 | | | | $ | — | | | | $ | 154,989 | | | | | $ | 70,000 | | | | $ | — | | | | $ | 93,271 | | | | $ | — | | | | $ | 163,271 | | | ||||||||||
Mr. Ein | | | $ | 105,000 | | | | $ | — | | | | $ | 84,989 | | | | $ | — | | | | $ | 189,989 | | | | | $ | — | | | | $ | — | | | | $ | 198,247 | | | | $ | — | | | | $ | 198,247 | | | ||||||||||
Mr. Fahey | | | $ | 65,000 | | | | $ | — | | | | $ | 84,989 | | | | $ | — | | | | $ | 149,989 | | | | | $ | 65,000 | | | | $ | — | | | | $ | 93,271 | | | | $ | — | | | | $ | 158,271 | | | ||||||||||
Ms. Farrell(6)(7)(8) | | | $ | 41,250 | | | | $ | — | | | | $ | 84,989 | | | | $ | — | | | | $ | 126,239 | | | ||||||||||||||||||||||||||||||||||||
Mr. Hanrahan | | | $ | 55,000 | | | | $ | — | | | | $ | 84,989 | | | | $ | — | | | | $ | 139,989 | | | ||||||||||||||||||||||||||||||||||||
Mr. Lindblad(3) | | | $ | 47,500 | | | | $ | — | | | | $ | — | | | | $ | — | | | | $ | 47,500 | | | ||||||||||||||||||||||||||||||||||||
Ms. Reynolds | | | $ | 55,000 | | | | $ | — | | | | $ | 84,989 | | | | $ | — | | | | $ | 139,989 | | | | | $ | 55,000 | | | | $ | — | | | | $ | 93,271 | | | | $ | — | | | | $ | 148,271 | | | ||||||||||
Mr. Schultz | | | $ | 55,000 | | | | $ | — | | | | $ | 93,271 | | | | $ | — | | | | $ | 148,271 | | | ||||||||||||||||||||||||||||||||||||
Mr. Smith | | | $ | 41,250 | | | | $ | — | | | | $ | 84,989 | | | | $ | — | | | | $ | 126,239 | | | | | $ | 55,000 | | | | $ | — | | | | $ | 93,271 | | | | $ | — | | | | $ | 148,271 | | |
Name | | | Age | | | Position | |
Sven-Olof Lindblad | | | | | |||
| |||||||
Craig I. Felenstein | | | | | Chief Financial Officer | | |
| | | | Chief Commercial | | ||
Dean (Trey) Byus III | | | | | Chief Expedition Officer | | |
Benjamin L. Bressler | | | | | President, Natural Habitat, Inc. | |
Name | | | Fiscal 2024 Base Salary | | | Percentage Change From Fiscal 2023 Base Salary | | ||||||
Mr. Lindblad | | | | $ | 386,250 | | | | | | 3% | | |
Mr. Felenstein | | | | $ | 489,250 | | | | | | 3% | | |
Mr. Brodsky | | | | $ | 463,500 | | | | | | 3% | | |
Mr. Byus | | | | $ | 360,500 | | | | | | 3% | | |
Mr. Bressler | | | | $ | 200,000 | | | | | | 0% | | |
Name | | | Fiscal 2020 Effective Salary | | | Fiscal 2021 Base Salary | | | Percentage Change From Fiscal 2020 Base Salary | | |||||||||
Mr. Lindblad(1) | | | | $ | 193,479 | | | | | $ | 515,000 | | | | | | 0% | | |
Mr. Berle(2) | | | | | N/A | | | | | $ | 575,000 | | | | | | N/A | | |
Mr. Felenstein | | | | $ | 360,500 | | | | | $ | 412,000 | | | | | | 0% | | |
Mr. Goodman | | | | $ | 49,039 | | | | | $ | 425,000 | | | | | | 0% | | |
Mr. Byus | | | | $ | 283,250 | | | | | $ | 283,250 | | | | | | 0% | | |
Mr. Bressler | | | | $ | 62,500 | | | | | $ | 200,000 | | | | | | 0% | | |
Name | | 2020 Short- Term Annual Cash-Based Incentive Bonus Amount Earned | | | 2023 Short- Term Annual Cash-Based Incentive Bonus Amount Earned | | ||||||||
Mr. Lindblad | | | $ | 231,750 | | | | | $ | 133,737 | | | ||
Mr. Felenstein | | | $ | 185,400 | | | | | $ | 328,928 | | | ||
Mr. Goodman | | | $ | 28,469 | | | ||||||||
Mr. Brodsky | | | $ | 312,404 | | | ||||||||
Mr. Byus | | | $ | 149,991 | | | | | $ | 245,121 | | |
Name and Principal Position | | | Year | | | Salary(1) | | | Bonus | | | Stock Awards(2) | | | Option Awards(2) | | | All Other(6) | | | Total | | |||||||||||||||||||||
Mr. Lindblad(3) Chief Executive Officer | | | | | 2023 | | | | | $ | 187,500 | | | | | $ | 133,737 | | | | | $ | 1,996,000 | | | | | $ | — | | | | | $ | 35,265 | | | | | $ | 2,352,502 | | |
| | | 2022 | | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | — | | | ||
| | | 2021 | | | | | $ | — | | | | | $ | — | | | | | $ | 772,519 | | | | | $ | — | | | | | $ | 38,608 | | | | | $ | 811,127 | | | ||
Mr. Felenstein Chief Financial Officer | | | | | 2023 | | | | | $ | 461,167 | | | | | $ | 328,928 | | | | | $ | 474,998 | | | | | $ | 1,198,000 | | | | | $ | 39,562 | | | | | $ | 2,502,655 | | |
| | | 2022 | | | | | $ | 412,000 | | | | | $ | 317,343 | | | | | $ | 411,986 | | | | | $ | — | | | | | $ | 42,931 | | | | | $ | 1,184,259 | | | ||
| | | 2021 | | | | | $ | 412,000 | | | | | $ | 296,014 | | | | | $ | 411,982 | | | | | $ | — | | | | | $ | 42,840 | | | | | $ | 1,162,836 | | | ||
Mr. Brodsky(4) Chief Commercial Officer | | | | | 2023 | | | | | $ | 438,000 | | | | | $ | 312,404 | | | | | $ | 450,008 | | | | | $ | — | | | | | $ | 24,221 | | | | | $ | 1,224,633 | | |
| | | 2022 | | | | | $ | 241,900 | | | | | $ | 75,000 | | | | | $ | 437,506 | | | | | $ | 2,809,777 | | | | | $ | 13,092 | | | | | $ | 3,577,275 | | | ||
Mr. Byus III Chief Expedition Officer | | | | | 2023 | | | | | $ | 343,667 | | | | | $ | 245,121 | | | | | $ | 349,992 | | | | | $ | 1,198,000 | | | | | $ | 39,562 | | | | | $ | 2,176,342 | | |
| | | 2022 | | | | | $ | 283,250 | | | | | $ | 218,173 | | | | | $ | 283,263 | | | | | $ | — | | | | | $ | 42,931 | | | | | $ | 827,616 | | | ||
| | | 2021 | | | | | $ | 283,250 | | | | | $ | 203,510 | | | | | $ | 283,235 | | | | | $ | — | | | | | $ | 42,840 | | | | | $ | 812,835 | | | ||
Mr. Bressler President, Natural Habitat, Inc. | | | | | 2023 | | | | | $ | 200,000 | | | | | $ | 1,586,704 | | | | | $ | 99,998 | | | | | $ | — | | | | | $ | 47,440 | | | | | $ | 1,934,142 | | |
| | | 2022 | | | | | $ | 200,000 | | | | | $ | 1,183,389 | | | | | $ | 100,000 | | | | | $ | — | | | | | $ | 50,809 | | | | | $ | 1,534,198 | | | ||
| | | 2021 | | | | | $ | 171,354 | | | | | $ | 211,500 | | | | | $ | — | | | | | $ | — | | | | | $ | 50,718 | | | | | $ | 433,572 | | | ||
Mr. Berle(5) Former Chief Executive Officer | | | | | 2023 | | | | | $ | 289,712 | | | | | $ | — | | | | | $ | 574,996 | | | | | $ | 574,996 | | | | | $ | 23,424 | | | | | $ | 1,463,127 | | |
| | | 2022 | | | | | $ | 575,000 | | | | | $ | 442,894 | | | | | $ | 575,000 | | | | | $ | — | | | | | $ | 42,409 | | | | | $ | 1,635,303 | | | ||
| | | 2021 | | | | | $ | 370,432 | | | | | $ | 302,892 | | | | | $ | 1,012,973 | | | | | $ | 5,230,000 | | | | | $ | 19,966 | | | | | $ | 6,936,263 | | |
Name | | | 401(k) Match | | | Health Insurance Premiums | | | Life, Accidental Death & Dismemberment and Long-Term Disability Premiums | | | Other(a) | | ||||||||||||
Mr. Lindblad | | | | $ | — | | | | | $ | 34,532 | | | | | $ | 733 | | | | | $ | — | | |
Mr. Felenstein | | | | $ | 2,400 | | | | | $ | 34,532 | | | | | $ | 2,630 | | | | | $ | — | | |
Mr. Brodsky | | | | $ | 2,400 | | | | | $ | 19,713 | | | | | $ | 2,108 | | | | | $ | — | | |
Mr. Byus | | | | $ | 2,400 | | | | | $ | 34,532 | | | | | $ | 2,630 | | | | | $ | — | | |
Mr. Bressler | | | | $ | 2,400 | | | | | $ | 34,532 | | | | | $ | 2,108 | | | | | $ | 8,400 | | |
Mr. Berle | | | | $ | 2,400 | | | | | $ | 20,144 | | | | | $ | 880 | | | | | $ | — | | |
| | | | | | | | | Estimated Possible Payouts Under Non-Equity Incentive Plan Awards(1) | | | Estimated Future Payouts Under Equity Incentive Plan Awards(2) | | | | | | | | | | | | | | ||||||||||||||||||||||||||||||
Name | | | Grant Date of Equity Incentive Plan Awards | | | Threshold ($) | | | Target ($) | | | Maximum ($) | | | Threshold (#) | | | Target (#) | | | Maximum (#) | | | All Other Stock Awards: Number of Options, Shares of Stock or Units (#)(3) | | | Grant Date Fair Value of Stock and Option Awards ($)(4) | | |||||||||||||||||||||||||||
Mr. Lindblad | | | | | | | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | 7/21/2023 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 200,000 | | | | | $ | 1,996,000 | | | ||
Mr. Felenstein | | | | | | | | | | $ | — | | | | | $ | 356,250 | | | | | $ | 534,375 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | 03/31/23 | | | | | | | | | | | | | | | | | | | | | | | | — | | | | | | 24,843 | | | | | | 49,686 | | | | | | | | | | | $ | 237,499 | | | ||
| | | 03/31/23 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 24,843 | | | | | $ | 237,499 | | | ||
| | | 03/31/23 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 200,000 | | | | | $ | 1,198,000 | | | ||
Mr. Brodsky | | | | | | | | | | $ | — | | | | | $ | 337,500 | | | | | $ | 506,250 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | 03/31/23 | | | | | | | | | | | | | | | | | | | | | | | | — | | | | | | 23,536 | | | | | | 47,072 | | | | | | | | | | | $ | 225,004 | | | ||
| | | 03/31/23 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 23,536 | | | | | $ | 225,004 | | | ||
Mr. Byus | | | | | | | | | | $ | — | | | | | $ | 150,000 | | | | | $ | 225,000 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | 03/31/23 | | | | | | | | | | | | | | | | | | | | | | | | — | | | | | | 18,305 | | | | | | 36,610 | | | | | | | | | | | $ | 174,996 | | | ||
| | | 03/31/23 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 18,305 | | | | | $ | 174,996 | | | ||
| | | 03/31/23 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 200,000 | | | | | $ | 1,198,000 | | | ||
Mr. Bressler | | | | | | | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | 03/31/23 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 10,460 | | | | | $ | 99,998 | | | ||
Mr. Berle | | | | | | | | | | $ | — | | | | | $ | 281,250 | | | | | $ | 421,875 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | 03/31/23 | | | | | | | | | | | | | | | | | | | | | | | | — | | | | | | 30,073 | | | | | | 60,146 | | | | | | | | | | | $ | 287,498 | | | ||
| | | 03/31/23 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 30,073 | | | | | $ | 287,498 | | |
| | | Option Awards | | | Stock Awards | | ||||||||||||||||||||||||||||||||||||||||||
Name | | | Number of Securities Underlying Unexercised Options Exercisable (#) | | | Number of Securities Underlying Unexercised Options Un-exercisable (#)(2) | | | Option Exercise Price ($) | | | Option Expiration Date | | | Number of Shares or Units of Stock That have Not Vested (#)(2) | | | Market Value of Shares or Units of Stock That Have Not Vested ($)(1) | | | Equity Incentive Plan Awards: Number of Unearned Shares, Units or Other Rights That Have Not Vested (#) | | | Equity Incentive Plan Awards: Market or Payout Value of Unearned Shares, Units or Other Rights That Have Not Vested ($)(1) | | ||||||||||||||||||||||||
Mr. Lindblad | | | | | — | | | | | | — | | | | | $ | — | | | | | | N/A | | | | | | 206,812 | | | | | $ | 2,330,771 | | | | | | 20,437(3) | | | | | $ | 230,325 | | |
Mr. Felenstein | | | | | — | | | | | | 200,000 | | | | | $ | 9.56 | | | | | | 03/31/33 | | | | | | 42,583 | | | | | $ | 479,907 | | | | | | 10,899(3) | | | | | $ | 122,832 | | |
| | | 188,000 | | | | | | — | | | | | $ | 9.47 | | | | | | 09/06/26 | | | | | | | | | | | | | | | | | | 13,660(4) | | | | | $ | 153,948 | | | ||
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 24,843(5) | | | | | $ | 279,981 | | | ||
Mr. Brodsky | | | | | 40,115 | | | | | | 120,343 | | | | | $ | 14.36 | | | | | | 05/31/32 | | | | | | 46,386 | | | | | $ | 522,773 | | | | | | 23,536(5) | | | | | $ | 265,251 | | |
| | | 10,000 | | | | | | 30,000 | | | | | $ | 12.64 | | | | | | 06/10/32 | | | | | | | | | | | | | | | | | | | | | | | | | | | ||
Mr. Byus | | | | | — | | | | | | 200,000 | | | | | $ | 9.56 | | | | | | 03/31/33 | | | | | | 27,063 | | | | | $ | 305,004 | | | | | | 7,493(3) | | | | | $ | 84,446 | | |
| | | — | | | | | | — | | | | | $ | — | | | | | | N/A | | | | | | | | | | | | | | | | | | 9,392(4) | | | | | $ | 105,848 | | | ||
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 18,305(5) | | | | | $ | 206,297 | | | ||
Mr. Bressler | | | | | — | | | | | | — | | | | | $ | — | | | | | | N/A | | | | | | 10,460 | | | | | $ | 117,884 | | | | | | — | | | | | $ | — | | |
| | | 238,115 | | | | | | 350,343 | | | | | | | | | | | | | | | | | | 333,304 | | | | | $ | 3,756,339 | | | | | | 128,565 | | | | | $ | 1,448,928 | | |
| Unvested Stock Awards (number of shares, units or options) | | | | | ||||||||||||||||||||||||
| Mr. Lindblad | | | Mr. Felenstein | | | Mr. Brodsky | | | Mr. Byus | | | Mr. Bressler | | | Vesting Dates | | ||||||||||||
| — | | | | | 24,843 | | | | | | 23,536 | | | | | | 18,305 | | | | | | 10,460 | | | | RSUs vest 33% on each March 31, 2024, 2025 and 2026 | |
| 200,000 | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | RSUs vest 25% on each January 21 and July 21, 2024 and 2025 | |
| 6,812 | | | | | 9,107 | | | | | | — | | | | | | 6,261 | | | | | | — | | | | RSUs vest 50% on each March 31, 2024 and 2025 | |
| — | | | | | 3,633 | | | | | | — | | | | | | 2,497 | | | | | | — | | | | RSUs vest 100% on each March 31, 2024 | |
| — | | | | | 5,000 | | | | | | — | | | | | | — | | | | | | — | | | | RSUs vest 100% on each December 8, 2024 | |
| — | | | | | — | | | | | | 22,850 | | | | | | — | | | | | | — | | | | RSUs vest 33% each on May 31, 2024, 2025 and 2026 | |
| — | | | | | 200,000 | | | | | | — | | | | | | 20,000 | | | | | | — | | | | Options vest 25% on each of May 31, 2024, 2025, 2026 and 2027 | |
| — | | | | | — | | | | | | 120,343 | | | | | | — | | | | | | — | | | | Options vest 33% on each of May 31, 2024, 2025 and 2026 | |
| — | | | | | — | | | | | | 30,000 | | | | | | — | | | | | | — | | | | Options vest 33% on each of June 10, 2024, 2025 and 2026 | |
Name and Principal Position | | | Year | | | Salary(1) | | | Bonus | | | Stock Awards(2) | | | Option Awards(2) | | | All Other(4) | | | Total | | |||||||||||||||||||||
Sven-Olof Lindblad | | | | | | | | | |||||||||||||||||||||||||||||||||||
President and Chief Executive Officer | | | | | 2020 | | | | | $ | 193,479 | | | | | $ | 372,731 | | | | | $ | 1,912,242 | | | | | $ | — | | | | | $ | 39,381 | | | | | $ | 2,517,833 | | |
| | | 2019 | | | | | $ | 515,000 | | | | | $ | 378,750 | | | | | $ | 772,504 | | | | | $ | — | | | | | $ | 31,127 | | | | | $ | 1,697,381 | | | ||
| | | 2018 | | | | | $ | 500,000 | | | | | $ | 242,368 | | | | | $ | 749,998 | | | | | $ | — | | | | | $ | 29,110 | | | | | $ | 1,521,476 | | | ||
| | | | | | | | | |||||||||||||||||||||||||||||||||||
Craig I. Felenstein | | | | | | | | | |||||||||||||||||||||||||||||||||||
Chief Financial Officer | | | | | 2020 | | | | | $ | 360,500 | | | | | $ | 398,185 | | | | | $ | 1,474,910 | | | | | $ | — | | | | | $ | 40,140 | | | | | $ | 2,273,735 | | |
| | | 2019 | | | | | $ | 412,000 | | | | | $ | 353,000 | | | | | $ | 411,994 | | | | | $ | — | | | | | $ | 31,739 | | | | | $ | 1,208,733 | | | ||
| | | 2018 | | | | | $ | 400,000 | | | | | $ | 196,693 | | | | | $ | 399,996 | | | | | $ | — | | | | | $ | 29,719 | | | | | $ | 1,026,408 | | | ||
| | | | | | | | | |||||||||||||||||||||||||||||||||||
David Goodman | | | | | | | | | |||||||||||||||||||||||||||||||||||
Chief Commercial and Marketing Officer | | | | | 2020 | | | | | $ | 49,040 | | | | | $ | — | | | | | $ | 975,600 | | | | | $ | 1,088,100 | | | | | $ | — | | | | | $ | 2,112,740 | | |
| | | | | | | | | |||||||||||||||||||||||||||||||||||
Dean (Trey) Byus III | | | | | | | | | |||||||||||||||||||||||||||||||||||
Chief Expedition Officer | | | | | 2020 | | | | | $ | 289,563 | | | | | $ | 205,002 | | | | | $ | 1,696,546 | | | | | $ | — | | | | | $ | 40,140 | | | | | $ | 2,231,251 | | |
| | | 2019 | | | | | $ | 283,250 | | | | | $ | 208,313 | | | | | $ | 283,254 | | | | | $ | — | | | | | $ | 31,739 | | | | | $ | 806,556 | | | ||
| | | 2018 | | | | | $ | 275,000 | | | | | $ | 128,463 | | | | | $ | 275,010 | | | | | $ | — | | | | | $ | 29,719 | | | | | $ | 708,192 | | | ||
| | | | | | | | | |||||||||||||||||||||||||||||||||||
Benjamin L. Bressler | | | | | | | | | |||||||||||||||||||||||||||||||||||
President, Natural Habitat, Inc. | | | | | 2020 | | | | | $ | 76,250 | | | | | $ | 841,073 | | | | | $ | — | | | | | $ | — | | | | | $ | 47,213 | | | | | $ | 964,536 | | |
| | | 2019 | | | | | $ | 200,000 | | | | | $ | 562,557 | | | | | $ | — | | | | | $ | — | | | | | $ | 39,617 | | | | | $ | 802,174 | | | ||
| | | 2018 | | | | | $ | 200,000 | | | | | $ | 429,845 | | | | | $ | — | | | | | $ | — | | | | | $ | 37,597 | | | | | $ | 667,442 | | | ||
| | | | | | | | | |||||||||||||||||||||||||||||||||||
Philip J. Auerbach(3) | | | | | | | | | |||||||||||||||||||||||||||||||||||
Former Chief Commercial Officer | | | | | 2020 | | | | | $ | 248,522 | | | | | $ | 398,185 | | | | | $ | 205,999 | | | | | $ | — | | | | | $ | 23,403 | | | | | $ | 876,110 | | |
| | | 2019 | | | | | $ | 412,000 | | | | | $ | 303,000 | | | | | $ | 411,994 | | | | | $ | — | | | | | $ | 31,174 | | | | | $ | 1,158,168 | | | ||
| | | 2018 | | | | | $ | 400,000 | | | | | $ | 196,693 | | | | | $ | 399,996 | | | | | $ | — | | | | | $ | 29,197 | | | | | $ | 1,025,886 | | |
Name | | | 401(k) Match | | | Health Insurance Premiums | | | Life, Accidental Death & Dismemberment and Long-Term Disability Premiums | | | Other(1) | | ||||||||||||
Mr. Lindblad | | | | $ | 2,250 | | | | | $ | 35,220 | | | | | $ | 1,911 | | | | | $ | — | | |
Mr. Felenstein | | | | $ | 2,400 | | | | | $ | 35,220 | | | | | $ | 2,520 | | | | | $ | — | | |
Mr. Goodman | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | — | | |
Mr. Byus | | | | $ | 2,400 | | | | | $ | 35,220 | | | | | $ | 2,520 | | | | | $ | — | | |
Mr. Bressler | | | | $ | 2,400 | | | | | $ | 35,220 | | | | | $ | 1,193 | | | | | $ | 8,400 | | |
Mr. Auerbach(2) | | | | $ | 1,400 | | | | | $ | 20,533 | | | | | $ | 1,470 | | | | | $ | — | | |
| | | | | | | | | Estimated Possible Payouts Under Non-Equity Incentive Plan Awards(1) | | | Estimated Future Payouts Under Equity Incentive Plan Awards(2) | | | | | | | | | | | | | | ||||||||||||||||||||||||||||||
Name | | | Grant Date of Equity Incentive Plan Awards | | | Threshold ($) | | | Target ($) | | | Maximum ($) | | | Threshold (#) | | | Target (#) | | | Maximum (#) | | | All Other Stock Awards: Number of Options, Shares of Stock or Units (#)(3) | | | Grant Date Fair Value of Stock and Option Awards ($)(4) | | |||||||||||||||||||||||||||
Mr. Lindblad | | | | | | | | | | $ | — | | | | | $ | 386,250 | | | | | $ | 579,375 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | 03/31/20 | | | | | | | | | | | | | | | | | | | | | | | | — | | | | | | 23,156 | | | | | | 46,312 | | | | | | | | | | | $ | 96,561 | | |
| | | | | 03/31/20 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 23,156 | | | | | $ | 96,561 | | |
| | | | | 06/30/20 | | | | | | | | | | | | | | | | | | | | | | | | — | | | | | | 12,508 | | | | | | 25,016 | | | | | | | | | | | $ | 96,562 | | |
| | | | | 06/30/20 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 12,508 | | | | | $ | 96,562 | | |
| | | | | 09/30/20 | | | | | | | | | | | | | | | | | | | | | | | | — | | | | | | 45,388 | | | | | | 68,082 | | | | | | | | | | | $ | 386,252 | | |
| | | | | 12/21/20 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 78,333 | | | | | $ | 1,139,745 | | |
| | | |||||||||||||||||||||||||||||||||||||||||||||||||||||
Mr. Felenstein | | | | | | | | | | $ | — | | | | | $ | 309,000 | | | | | $ | 463,500 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | 03/31/20 | | | | | | | | | | | | | | | | | | | | | | | | — | | | | | | 12,350 | | | | | | 24,700 | | | | | | | | | | | $ | 51,500 | | |
| | | | | 03/31/20 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 12,350 | | | | | $ | 51,500 | | |
| | | | | 06/30/20 | | | | | | | | | | | | | | | | | | | | | | | | — | | | | | | 6,671 | | | | | | 13,342 | | | | | | | | | | | $ | 51,500 | | |
| | | | | 06/30/20 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 6,671 | | | | | $ | 51,500 | | |
| | | | | 09/30/20 | | | | | | | | | | | | | | | | | | | | | | | | — | | | | | | 24,207 | | | | | | 36,311 | | | | | | | | | | | $ | 206,002 | | |
| | | | | 12/08/20 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 20,000 | | | | | $ | 281,400 | | |
| | | | | 12/21/20 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 53,712 | | | | | $ | 781,510 | | |
| | | |||||||||||||||||||||||||||||||||||||||||||||||||||||
Mr. Goodman | | | | | | | | | | $ | — | | | | | $ | 36,780 | | | | | $ | 55,170 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | 11/11/20 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 90,000 | | | | | $ | 975,600 | | |
| | | | | 11/11/20 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 310,000 | | | | | $ | 1,088,100 | | |
| | | |||||||||||||||||||||||||||||||||||||||||||||||||||||
Mr. Byus | | | | | | | | | | $ | — | | | | | $ | 212,438 | | | | | $ | 318,656 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | 03/31/20 | | | | | | | | | | | | | | | | | | | | | | | | — | | | | | | 8,491 | | | | | | 16,982 | | | | | | | | | | | $ | 35,407 | | |
| | | | | 03/31/20 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 8,491 | | | | | $ | 35,407 | | |
| | | | | 06/30/20 | | | | | | | | | | | | | | | | | | | | | | | | — | | | | | | 4,586 | | | | | | 9,172 | | | | | | | | | | | $ | 35,404 | | |
| | | | | 06/30/20 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 4,586 | | | | | $ | 35,404 | | |
| | | | | 09/30/20 | | | | | | | | | | | | | | | | | | | | | | | | — | | | | | | 16,642 | | | | | | 24,963 | | | | | | | | | | | $ | 141,623 | | |
| | | | | 12/21/20 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 97,134 | | | | | $ | 1,413,300 | | |
Name | | | Option Awards | | | Stock Awards | | ||||||||||||||||||||||||||||||||||||||||||
| Number of Securities Underlying Unexercised Options Exercisable (#) | | | Number of Securities Underlying Unexercised Options Un- exercisable (#)(2) | | | Option Exercise Price ($) | | | Option Expiration Date | | | Number of Shares or Units of Stock That Not Vested (#)(2) | | | Market Value of Shares or Units of Stock That Have Not Vested ($)(1) | | | Equity Incentive Plan Awards: Number of Unearned Shares, Units or Other Rights That Have Not Vested (#) | | | Equity Incentive Plan Awards: Market or Payout Value of Unearned Shares, Units or Other Rights That Have Not Vested ($)(1) | | ||||||||||||||||||||||||||
Mr. Lindblad | | | | | — | | | | | | — | | | | | $ | — | | | | | | N/A | | | | | | 77,228 | | | | | $ | 1,322,143 | | | | | | 33,839(3) | | | | | $ | 579,324 | | |
| | | | | | | | | | | 24,547(4) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | 420,245 | | |
| | | | | | | | | | | 81,052(5) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | 1,387,610 | | |
| | | |||||||||||||||||||||||||||||||||||||||||||||||
Mr. Felenstein | | | | | 200,000 | | | | | | — | | | | | $ | 9.47 | | | | | | 09/06/26 | | | | | | 74,517 | | | | | $ | 1,275,737 | | | | | | 17,312(3) | | | | | $ | 296,381 | | |
| | | | | | | | | | | 19,474(4) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | 333,395 | | |
| | | | | | | | | | | 43,228(5) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | 740,063 | | |
| | | |||||||||||||||||||||||||||||||||||||||||||||||
Mr. Goodman | | | | | — | | | | | | 310,000 | | | | | $ | 10.84 | | | | | | 11/11/30 | | | | | | 400,000 | | | | | $ | 6,848,000 | | | | | | — | | | | | $ | — | | |
| | | | | | | | | | | — | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | — | | |
| | | | | | | | | | | — | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | — | | |
| | | |||||||||||||||||||||||||||||||||||||||||||||||
Mr. Byus | | | | | — | | | | | | — | | | | | $ | — | | | | | | N/A | | | | | | 28,317 | | | | | $ | 484,787 | | | | | | 11,903(3) | | | | | $ | 203,779 | | |
| | | | | | | | | | | 13,389(4) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | 229,220 | | |
| | | | | | | | | | | 29,719(5) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | $ | 508,789 | | |
| | | | | 200,000 | | | | | | 310,000 | | | | | | | | | | | | | | | | | | 580,062 | | | | | $ | 9,930,667 | | | | | | 274,463 | | | | | $ | 4,698,807 | | |
| Unvested Stock Awards (number of shares, units or options) | | | | | ||||||||||||||||||
| Mr. Lindblad | | | Mr. Felenstein | | | Mr. Goodman | | | Mr. Byus | | | Vesting Dates | | |||||||||
| 12,171 | | | | | 6,491 | | | | | | — | | | | | | 4,463 | | | | RSU vest on March 30, 2021 | |
| 16,885 | | | | | 9,005 | | | | | | — | | | | | | 6,191 | | | | RSU 50% vest on March 29, 2021 and 2022 | |
| 23,156 | | | | | 12,350 | | | | | | — | | | | | | 8,491 | | | | RSU vest March 31, 2021 | |
| 12,508 | | | | | 6,671 | | | | | | — | | | | | | 4,586 | | | | RSU 33% on March 31, 2021, 2022 and 2023 | |
| — | | | | | — | | | | | | 90,000 | | | | | | — | | | | RSU 25% vest on November 11, 2021, 2022, 2023 and 2024 | |
| — | | | | | 20,000 | | | | | | — | | | | | | — | | | | RSU vest 25% on December 8, 2021, 2022, 2023 and 2024 | |
| 12,508 | | | | | 20,000 | | | | | | — | | | | | | 4,586 | | | | RSU 20% vest on December 21, 2021, 2022, 2023, 2024 and 2025 | |
| — | | | | | — | | | | | | 310,000 | | | | | | — | | | | Options 25% vest on November 9, 2021, 2022, 2023 and 2024 | |
| | Option Awards | | Stock Awards | | | Option Awards | | Stock Awards | | ||||||||||||||||||||||||||||||||||||||||
Name | | Number of Shares Acquired on Exercise (#) | | Value Realized on Exercise ($)(1) | | Number of Shares Acquired on Vesting (#) | | Value Realized on Vesting ($)(2) | | | Number of Shares Acquired on Exercise (#) | | Value Realized on Exercise ($) | | Number of Shares Acquired on Vesting (#) | | Value Realized on Vesting ($)(1) | | ||||||||||||||||||||||||||||||||
Mr. Lindblad | | | | — | | | | $ | — | | | | | 58,000 | | | | $ | 232,889 | | | | | | — | | | | $ | — | | | | | 45,024 | | | | $ | 325,432 | | | ||||||||
Mr. Berle | | | | — | | | | $ | — | | | | | 18,046 | | | | $ | 59,664 | | | |||||||||||||||||||||||||||||
Mr. Felenstein | | | | — | | | | $ | — | | | | | 40,933 | | | | $ | 240,605 | | | | | | — | | | | $ | — | | | | | 33,565 | | | | $ | 227,772 | | | ||||||||
Mr. Auerbach(3) | | | | — | | | | $ | — | | | | | 53,433 | | | | $ | 298,581 | | | |||||||||||||||||||||||||||||
Mr. Brodsky | | | | — | | | | $ | — | | | | | 7,617 | | | | $ | 72,207 | | | |||||||||||||||||||||||||||||
Mr. Byus | | | | — | | | | $ | — | | | | | 21,266 | | | | $ | 85,390 | | | | | | — | | | | $ | — | | | | | 19,640 | | | | $ | 187,755 | | | ||||||||
| | | | — | | | | $ | — | | | | | 173,632 | | | | $ | 857,466 | | | | | | — | | | | $ | — | | | | | 123,891 | | | | $ | 872,829 | | |
| Year | | | Summary Compensation Table Total for PEO Berle(1) | | | Summary Compensation Table Total for PEO Lindblad(1) | | | Compensation Actually Paid to PEO Berle(1)(2)(3) | | | Compensation Actually Paid to PEO Lindblad(1)(2)(3) | | | Average Summary Compensation Table Total for Non-PEO NEOs(1) | | | Average Compensation Actually Paid to Non-PEO NEOs(1)(2)(3) | | | Value of $100 Investment Based On:(4) | | | Net Loss Available to Common Stockholders (millions) | | | Adjusted EDITDA (millions)(6) | | |||||||||||||||||||||||||||||||||||||||
| Total Shareholder Return | | | Current Peer Group Total Shareholder Return(5) | | | Prior Peer Group Total Shareholder Return(5) | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| (a) | | | (b) | | | (c) | | | (d) | | | (e) | | | (f) | | | (g) | | | (h) | | | (i) | | | (j) | | | (k) | | | | | | | | ||||||||||||||||||||||||||||||
| 2023 | | | | $ | 1,463,127 | | | | | $ | 2,352,502 | | | | | $ | (1,805,574) | | | | | $ | 2,763,516 | | | | | $ | 1,959,443 | | | | | $ | 2,147,119 | | | | | $ | 68.93 | | | | | $ | 114.20 | | | | | $ | 102.58 | | | | | $ | (50.0) | | | | | $ | 71.2 | | |
| 2022 | | | | $ | 1,635,303 | | | | | | N/A | | | | | $ | (3,740,733) | | | | | | N/A | | | | | $ | 1,827,250 | | | | | $ | 722,410 | | | | | $ | 47.09 | | | | | $ | 71.38 | | | | | $ | 98.80 | | | | | $ | (116.1) | | | | | $ | (11.5) | | |
| 2021 | | | | $ | 6,936,263 | | | | | $ | 811,127 | | | | | $ | 10,277,472 | | | | | $ | (896,178) | | | | | $ | 967,846 | | | | | $ | 719,423 | | | | | $ | 95.41 | | | | | $ | 94.10 | | | | | $ | 97.91 | | | | | $ | (124.7) | | | | | $ | (64.0) | | |
| 2020 | | | | | N/A | | | | | $ | 2,376,852 | | | | | | N/A | | | | | $ | 3,021,481 | | | | | $ | 1,691,674 | | | | | $ | 2,108,405 | | | | | $ | 104.71 | | | | | $ | 77.36 | | | | | $ | 85.66 | | | | | $ | (100.4) | | | | | $ | (52.2) | | |
| | | PEO Berle | | |||||||||||||||||||||
| | | 2020 | | | 2021 | | | 2022 | | | 2023 | | ||||||||||||
SCT Total | | | | $ | — | | | | | $ | 6,936,263 | | | | | $ | 1,635,303 | | | | | $ | 1,463,127 | | |
- Grant Date Fair Value of Option Awards and Stock Awards Granted in Fiscal Year | | | | | — | | | | | | (6,242,973) | | | | | | (575,000) | | | | | | (1,149,992) | | |
+ Fair Value at Fiscal Year-End of Outstanding and Unvested Option Awards and Stock Awards Granted in Fiscal Year | | | | | — | | | | | | 9,584,182 | | | | | | 278,231 | | | | | | — | | |
+ Change in Fair Value of Outstanding and Unvested Option Awards and Stock Awards Granted in Prior Fiscal Years | | | | | — | | | | | | — | | | | | | (4,429,394) | | | | | | — | | |
+ Fair Value at Vesting of Option Awards and Stock Awards Granted in Fiscal Year That Vested During Fiscal Year | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
+ Change in Fair Value as of Vesting Date of Option Awards and Stock Awards Granted in Prior Fiscal Years For Which Applicable Vesting Conditions Were Satisfied During Fiscal Year | | | | | — | | | | | | — | | | | | | (649,872) | | | | | | 539,052 | | |
- Fair Value as of Prior Fiscal Year-End of Option Awards and Stock Awards Granted in Prior Fiscal Years That Failed to Meet Applicable Vesting Conditions During Fiscal Year | | | | | — | | | | | | — | | | | | | — | | | | | | (2,657,761) | | |
Compensation Actually Paid | | | | $ | — | | | | | $ | 10,277,472 | | | | | $ | (3,740,733) | | | | | $ | (1,805,574) | | |
| | | PEO Lindblad | | |||||||||||||||||||||
| | | 2020 | | | 2021 | | | 2022 | | | 2023 | | ||||||||||||
SCT Total | | | | $ | 2,376,852 | | | | | $ | 811,127 | | | | | $ | — | | | | | $ | 2,352,502 | | |
- Grant Date Fair Value of Option Awards and Stock Awards Granted in Fiscal Year | | | | | (1,912,242) | | | | | | (772,519) | | | | | | — | | | | | | (1,996,000) | | |
+ Fair Value at Fiscal Year-End of Outstanding and Unvested Option Awards and Stock Awards Granted in Fiscal Year | | | | | 3,458,773 | | | | | | 748,831 | | | | | | — | | | | | | 2,254,000 | | |
+ Change in Fair Value of Outstanding and Unvested Option Awards and Stock Awards Granted in Prior Fiscal Years | | | | | (277,732) | | | | | | (466,575) | | | | | | — | | | | | | 76,040 | | |
+ Fair Value at Vesting of Option Awards and Stock Awards Granted in Fiscal Year That Vested During Fiscal Year | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
+ Change in Fair Value as of Vesting Date of Option Awards and Stock Awards Granted in Prior Fiscal Years For Which Applicable Vesting Conditions Were Satisfied During Fiscal Year | | | | | (624,171) | | | | | | 124,019 | | | | | | — | | | | | | 107,579 | | |
- Fair Value as of Prior Fiscal Year-End of Option Awards and Stock Awards Granted in Prior Fiscal Years That Failed to Meet Applicable Vesting Conditions During Fiscal Year | | | | | — | | | | | | (1,341,061) | | | | | | — | | | | | | (30,605) | | |
Compensation Actually Paid | | | | $ | 3,021,481 | | | | | $ | (896,178) | | | | | $ | — | | | | | $ | 2,763,516 | | |
| | | NEO | | |||||||||||||||||||||
| | | 2020 | | | 2021 | | | 2022 | | | 2023 | | ||||||||||||
SCT Total | | | | $ | 1,691,674 | | | | | $ | 967,846 | | | | | $ | 1,827,250 | | | | | $ | 1,959,443 | | |
- Grant Date Fair Value of Option Awards and Stock Awards Granted in Fiscal Year | | | | | (1,088,231) | | | | | | (345,728) | | | | | | (1,010,633) | | | | | | (942,749) | | |
+ Fair Value at Fiscal Year-End of Outstanding and Unvested Option Awards and Stock Awards Granted in Fiscal Year | | | | | 1,951,502 | | | | | | 303,478 | | | | | | 341,776 | | | | | | 1,078,747 | | |
+ Change in Fair Value of Outstanding and Unvested Option Awards and Stock Awards Granted in Prior Fiscal Years | | | | | (49,992) | | | | | | (239,077) | | | | | | (363,226) | | | | | | 189,140 | | |
+ Fair Value at Vesting of Option Awards and Stock Awards Granted in Fiscal Year That Vested During Fiscal Year | | | | | — | | | | | | — | | | | | | — | | | | | | | | |
+ Change in Fair Value as of Vesting Date of Option Awards and Stock Awards Granted in Prior Fiscal Years For Which Applicable Vesting Conditions Were Satisfied During Fiscal Year | | | | | (244,063) | | | | | | 32,904 | | | | | | (72,757) | | | | | | 43,649 | | |
- Fair Value as of Prior Fiscal Year-End of Option Awards and Stock Awards Granted in Prior Fiscal Years That Failed to Meet Applicable Vesting Conditions During Fiscal Year | | | | | (152,485) | | | | | | — | | | | | | — | | | | | | (181,111) | | |
Compensation Actually Paid | | | | $ | 2,108,405 | | | | | $ | 719,423 | | | | | $ | 722,410 | | | | | $ | 2,147,119 | | |
Name | | Cash | | Equity | | Perquisites/ Benefits | | Total | | | Cash | | Equity | | Perquisites/ Benefits | | Total | | ||||||||||||||||||||||||||||||||
Mr. Lindblad | | | $ | — | | | | $ | — | | | | $ | — | | | | $ | — | | | | | $ | — | | | | $ | 1,203,771(3) | | | | $ | — | | | | $ | 1,203,771 | | | ||||||||
Mr. Felenstein | | | $ | 810,185(1) | | | | $ | 707,211(3) | | | | $ | 31,354(5) | | | | $ | 1,548,750 | | | | | $ | 790,095(1) | | | | $ | 293,257(4) | | | | $ | 31,168(6) | | | | $ | 1,114,520 | | | ||||||||
Mr. Goodman | | | $ | 425,000(1) | | | | $ | 486,700(4) | | | | $ | 31,354(5) | | | | $ | 943,054 | | | |||||||||||||||||||||||||||||
Mr. Brodsky | | | $ | 750,404(1) | | | | $ | 522,773(5) | | | | $ | 31,168(6) | | | | $ | 1,304,345 | | | |||||||||||||||||||||||||||||
Mr. Byus | | | $ | 701,377(2) | | | | $ | — | | | | $ | 31,354(5) | | | | $ | 732,731 | | | | | $ | 811,056(2) | | | | $ | — | | | | $ | 31,168(6) | | | | $ | 842,224 | | | ||||||||
Mr. Bressler | | | $ | 350,000(11) | | | | $ | — | | | | $ | 47,032(6) | | | | $ | 397,032 | | | | | $ | 31,938,368(12) | | | | $ | — | | | | $ | 46,752(7) | | | | $ | 31,985,120 | | |
Name | | | Cash | | | Equity | | | Perquisites/ Benefits | | | Total | | ||||||||||||
Mr. Lindblad | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | — | | |
Mr. Felenstein | | | | $ | 810,185(1) | | | | | $ | 1,275,737(8) | | | | | $ | 31,354(5) | | | | | $ | 2,117,276 | | |
Mr. Goodman | | | | $ | 425,000(1) | | | | | $ | 1,946,800(9) | | | | | $ | 31,354(5) | | | | | $ | 2,403,154 | | |
Mr. Byus | | | | $ | 1,197,065(7) | | | | | $ | — | | | | | $ | 62,709(10) | | | | | $ | 1,259,774 | | |
Mr. Bressler | | | | $ | 350,000(11) | | | | | $ | — | | | | | $ | 47,032(6) | | | | | $ | 397,032 | | |
Name | | | Cash | | | Equity | | | Perquisites/ Benefits | | | Total | | ||||||||||||
Mr. Lindblad | | | | $ | — | | | | | $ | 1,203,771(10) | | | | | $ | — | | | | | $ | 1,203,771 | | |
Mr. Felenstein | | | | $ | 790,095(1) | | | | | $ | 479,907(9) | | | | | $ | 31,168(6) | | | | | $ | 1,301,170 | | |
Mr. Brodsky | | | | $ | 750,404(1) | | | | | $ | 522,773(10) | | | | | $ | 31,168(6) | | | | | $ | 1,304,345 | | |
Mr. Byus | | | | $ | 1,425,103(8) | | | | | $ | — | | | | | $ | 62,336(11) | | | | | $ | 1,487,439 | | |
Mr. Bressler | | | | $ | 31,938,368(12) | | | | | $ | — | | | | | $ | 46,752(7) | | | | | $ | 31,985,120 | | |
| | | 2020 | | | 2019 | | | 2018 | | | | | | | | |||||||||
Stock Options/Stock Appreciation Rights (SARs) Granted | | | | | 412,062 | | | | | | 0 | | | | | | 0 | | | | | | | | |
Stock-Settled Time-Vested Restricted Shares/Units Granted | | | | | 648,617 | | | | | | 139,168 | | | | | | 217,203 | | | | | | | | |
Stock-Settled Performance-Based Shares/Units Earned* | | | | | 53,694 | | | | | | 55,987 | | | | | | 19,743 | | | | | | | | |
Weighted-Average Basic Common Shares Outstanding | | | | | 49,737,129 | | | | | | 47,440,788 | | | | | | 45,378,188 | | | | 3-Year Average | | |||
Share Usage Rate | | | | | 2.2% | | | | | | 0.4% | | | | | | 0.5% | | | | | | 1.1% | | |
| Stock Options/SARs Outstanding | | | | | 612,062 | | |
| Weighted-Average Exercise Price of Outstanding Stock Options/SARs | | | | $ | 10.00 | | |
| Weighted-Average Remaining Term of Outstanding Stock Options/SARS | | | 8.4 years | | |||
| Total Stock-Settled Full-Value Awards Outstanding | | | | | 1,532,361 | | |
| Remaining shares available for grant under the 2015 Plan* | | | | | 280,192 | | |
| Additional shares being requested under the 2021 Plan | | | | | 4,718,326 | | |
| Basic common shares outstanding as of March 31, 2021 | | | | | 50,056,937 | | |
| | 2020 | | 2019 | | | 2023 | | 2022 | | ||||||||||||||||
Audit fees(1) | | | $ | 501,000 | | | | $ | 513,526 | | | | | $ | 830,000 | | | | $ | 750,000 | | | ||||
Audit-related fees | | | $ | — | | | | $ | –– | | | | | $ | 360,500 | | | | $ | — | | | ||||
Tax fees | | | $ | — | | | | $ | — | | | | | $ | 199,672 | | | | $ | — | | | ||||
All other fees | | | $ | 54,680 | | | | $ | 42,863 | | | | | $ | — | | | | $ | — | | |